SEC Compliance and Reporting

In today’s changing and volatile climate, publicly-held companies must comply with an increasing number complex regulatory mandates. In response to public companies’ need for extensive services that assist with the interpretation and implementation of The Sarbanes-Oxley Act of 2002 (“the Act”), VTD has developed a one-of-a-kind, effective approach designed to provide clients with resources to comply with the requirements of the Act. (For more information on SEC Compliance and Reporting, see Investor Advisory Custody Audits.)

Our team of auditors and advisors gives you the advantage of a superb combination of experience, specialized education, technical knowledge and in-depth management expertise. Our professionals have provided superior service to our clients over the course of four decades and counting.

Services to our SEC Registrants include the following:

  • Audit services
  • SEC filings
  • Initial Public Offerings (IPOs) Internal auditing
  • SOX 404 consulting
  • Tax services